Archive for April 22nd, 2016

April 22, 2016

Facciolo Gives PLI Presentation on Financial Services Conflicts of Interest

This week, Professor Jay Facciolo gave the opening presentation at a PLI program entitled download“Financial Services Conflicts of Interest & Fiduciary Duties 2016: Navigating the Emerging Regulatory Maze.” He started the program off by giving a presentation on fiduciary duties and financial advice, focusing on the common law roots of fiduciary duty and how they have been translated into the statutory and regulatory regimes that govern investment advisers and stock brokers.

Tags:
%d bloggers like this: