Facciolo Presents at PLI on Retail Fund Regulation

Professor Jay Facciolo was the lead speaker in the April 28 PLI program entitled “Basics of jayMutual Funds and Other Registered Investment Companies 2016.” The title of his presentation was “The Evolution of an Industry: Approaching 75 Years of Retail Fund Regulation,” which provided an overview of the topics that were covered in more detail during the rest of the program. There were 149 attendees registered for in-person attendance and 236 registered for web attendance, of which 80% had some connection to the asset management business.


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