On May 14, Professor Jay Facciolo presented on a panel at PLI as part of a full day course entitled “Basics of Mutual Funds and Other Registered Investment Companies 2018.”
Facciolo’s panel was entitled “The Evolution of an Industry: 75 Years of Retail Fund Regulation … and Counting” and was the introductory panel of the day. The other panelists included major industry lawyers from four major asset management groups, outside compliance consultants, the Investment Company Institute (the major trade association), and law firms such as Ropes & Gray, Simpson Thacher, Eversheds, and Sidley Austin, among others.
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